JL
JL

John Lentini

43 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker

John Lentini is a registered investment advisor at Ameriprise Financial Services, LLC, based in Scottsdale, AZ, with 43 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

15333 N Pima Rd Ste 225, Scottsdale, AZ, 85260

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003
Closed-No Action
Customer Dispute
March 2001
Denied
Other Business Activities

John manages an Ameriprise business since 2022, dedicating about 60 hours per month, including time during trading hours. This activity is investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2022 - Present · 4 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Ameriprise Financial Services, LLC
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2008 - March 2022 · 13 yrs 10 mos
Wells Fargo Clearing Services, LLC
May 2008 - March 2022 · 13 yrs 10 mos
UBS Financial Services INC.
November 2002 - May 2008 · 5 yrs 6 mos
UBS Financial Services INC.Broker
February 2000 - May 2008 · 8 yrs 3 mos
Prudential Securities IncorporatedBroker
December 1994 - February 2000 · 5 yrs 2 mos
Dean Witter Reynolds INC.Broker
June 1982 - December 1994 · 12 yrs 6 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Lentini - Financial Advisor | TrueAdvisor