JT
JT

Johnny Taylor

41 Years of Experience
Paron, AR
1 DisclosureBroker

Johnny Taylor is a registered investment advisor at LPL Financial LLC, based in Paron, AR, with 41 years of industry experience. Johnny is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1989
Settled
Other Business Activities

Johnny is associated with Absolute Financial Services in Paron, AR, since 2015. This is a DBA and takes up all of his time.

Employment History
Current Registrations
LPL Financial LLC
January 2015 - Present · 11 yrs 9 mos
LPL Financial LLCBroker
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
LPL Financial LLC
January 2015 - January 2015 · 0 mos
Lieblong & Associates, INC.Broker
July 2006 - December 2014 · 8 yrs 5 mos
Lieblong & Associates, INC.
July 2006 - December 2014 · 8 yrs 5 mos
Stephens INC.
August 2000 - July 2006 · 5 yrs 11 mos
Stephens INC.Broker
July 2000 - July 2006 · 6 yrs
Wunderlich Securities, INC.Broker
February 1999 - May 2000 · 1 yr 3 mos
Robert Thomas Securities, INCBroker
January 1996 - April 1997 · 1 yr 3 mos
Prudential Securities IncorporatedBroker
October 1992 - January 1996 · 3 yrs 3 mos
Dean Witter Reynolds INC.Broker
November 1989 - October 1992 · 2 yrs 11 mos
Prudential-Bache Securities INC.Broker
August 1983 - December 1989 · 6 yrs 4 mos
Swink & Company, INC.Broker
September 1982 - July 1983 · 10 mos
State Registrations2 states
AROR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.