Stephens Inc. provides comprehensive investment advisory, wealth management, and financial planning services to individuals, families, and institutional clients. The firm offers a wide range of investment strategies through discretionary and non-discretionary separately managed accounts, wrap fee programs, asset allocation models, and mutual fund platforms. Stephens Inc. tailors investment programs to individual financial goals and risk tolerances, utilizing equities, fixed income, mutual funds, exchange-traded funds, and alternative investments. The firm operates as both a registered investment advisor and a broker-dealer, providing access to extensive research, retirement solutions, and corporate executive services.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum annual fee rate is 2% for Stephens Allocation Strategies and Stephens Managed Assets Program, and up to 2.5% for other pre-paid wrap fee accounts. Fees are negotiable based on account size, type, and services provided.