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Patricia Otterson

Raymond James & Associates, INC.
44 Years of Experience
Jacksonville, FL
1 DisclosureBroker
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Patricia Otterson is a registered investment advisor at Raymond James & Associates, INC., based in Jacksonville, FL, with 44 years of industry experience. Patricia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

245 Riverside Avenue, Suite 500, Jacksonville, FL, 32202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Pending
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patricia is a board member and finance/investment committee member for Ascension St Vincents Foundation, a non-profit organization, since March 2024. She spends a few hours per week on fundraising and reviewing financial records.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2009 - Present · 17 yrs 3 mos
Raymond James & Associates, INC.
July 2009 - Present · 17 yrs 3 mos
Raymond James & Associates, INC.Broker
July 2009 - Present · 17 yrs 3 mos
Previous Registrations
Suntrust Investment Services, INC.
June 2005 - July 2009 · 4 yrs 1 mo
Suntrust Investment Services, INC.Broker
June 2005 - July 2009 · 4 yrs 1 mo
Suntrust Capital Markets, INC.
June 2004 - July 2005 · 1 yr 1 mo
Suntrust Capital Markets, INC.Broker
June 2004 - June 2005 · 1 yr
Wachovia Securities, LLC
July 2003 - July 2004 · 1 yr
Wachovia Securities, LLCBroker
July 2003 - July 2004 · 1 yr
Prudential Securities Incorporated
January 1997 - July 2003 · 6 yrs 6 mos
Prudential Securities IncorporatedBroker
August 1987 - July 2003 · 15 yrs 11 mos
Dean Witter Reynolds INC.Broker
July 1982 - September 1987 · 5 yrs 2 mos
State Registrations21 states
ALARCACODEFLGAILLAMDMIMSNCNJNMNYPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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