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James Sands

43 Years of Experience
Orchard Park, NY
Broker

James Sands is a registered investment advisor at Morgan Stanley, based in Orchard Park, NY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

6532 East Quaker Road, Orchard Park, NY, 14127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James owns and manages multiple rental properties in New York, dedicating minimal time outside of business hours to property management. These activities are investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
August 2020 - Present · 5 yrs 9 mos
Morgan Stanley
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
November 2008 - September 2020 · 11 yrs 10 mos
UBS Financial Services INC.
November 2008 - September 2020 · 11 yrs 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley
May 2006 - April 2007 · 11 mos
Morgan Stanley Dw INC.Broker
April 2000 - April 2007 · 7 yrs
A. G. Edwards & Sons, INC.Broker
March 1990 - April 2000 · 10 yrs 1 mo
Painewebber IncorporatedBroker
December 1988 - March 1990 · 1 yr 3 mos
Blinder, Robinson & CO., INC.Broker
August 1982 - November 1988 · 6 yrs 3 mos
State Registrations27 states
AZCACOCTDEFLGAILINKSMAMDMINCNHNYOHOKORPARISCTNTXUTVAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Sands - Financial Advisor | TrueAdvisor