DG
DG
Dennis Giese is a registered investment advisor, based in Shorewood, IL, with 43 years of industry experience.
Location
Shorewood, IL
Get directionsHistory
Regulatory History (1)
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Regulatory
May 1988Final
Other Business ActivitiesSells Insurance
Dennis owns Giese Financial Group DBA, selling various lines of insurance, dedicating a few hours per week. He also owns a rental condo in Florida and works full-time as an advisory representative of a RIA.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2010 - Present · 15 yrs 6 mos
Cambridge Investment Research, INC.Broker
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
Spc
June 2009 - November 2010 · 1 yr 5 mos
Sammons Securities Company, LLCBroker
January 2009 - November 2010 · 1 yr 10 mos
Woodbury Financial Services, INC.
February 2006 - December 2008 · 2 yrs 10 mos
Woodbury Financial Services, INC.Broker
August 2004 - December 2008 · 4 yrs 4 mos
The O.N. Equity Sales CompanyBroker
January 2001 - August 2004 · 3 yrs 7 mos
Pruco Securities CorporationBroker
August 1982 - December 2000 · 18 yrs 4 mos
State Registrations3 states
FLILTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.