Sigma Planning Corporation offers portfolio management, retirement planning, financial planning, and consulting services. The firm operates primarily through independent investment advisor representatives who assist individuals, families, and retirement plans with building and managing investment portfolios. Sigma Planning Corporation provides discretionary and non-discretionary portfolio management through its SIGMA Managed Account program, utilizing Fidelity as the primary custodian. Additionally, the firm offers direct-at-mutual-fund programs, consultations, and recommendations for third-party investment managers. While the firm's advisors provide broad financial planning and consulting—covering retirement, tax coordination, estate planning, and insurance—implementation can be handled through affiliated broker-dealers or independent providers of the client's choice.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.