Allan Westcott is a registered investment advisor, based in Washington, DC, with 18 years of industry experience.
Location
1750 New York Avenue, Nw #300, Washington, DC, 20006
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Allan is an independent insurance agent licensed in Virginia to sell life, health, and annuity products since May 2023. He spends minimal time on this activity.
Employment History
Current Registrations
Iaff-Fc Investments LLCBroker
July 2023 - Present · 2 yrs 10 mos
Iaff-Fc Advisors LLC
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
United Brokerage Services, INCBroker
September 2019 - December 2021 · 2 yrs 3 mos
Bb&t Institutional Investment Advisers, INC.
March 2018 - July 2018 · 4 mos
Manning & Napier Investor Services, INC.Broker
June 2010 - September 2013 · 3 yrs 3 mos
Manning & Napier Advisors, LLC
March 2010 - September 2013 · 3 yrs 6 mos
Aviance Capital Management, LLC
November 2007 - June 2008 · 7 mos
Horan Capital Management,llc
February 2005 - February 2006 · 1 yr
Wheat, First Securities, INC.Broker
June 1994 - May 1996 · 1 yr 11 mos
Kidder, Peabody & CO. IncorporatedBroker
March 1986 - June 1988 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1982 - March 1986 · 3 yrs 6 mos
Cardell & Associates, IncorporatedBroker
August 1982 - September 1982 · 1 mo
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.