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Dennis Dobrosky

43 Years of Experience
Westfield, NJ
1 DisclosureBroker

Dennis Dobrosky is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Westfield, NJ, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

530 South Ave W, Westfield, NJ, 07090

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2001
Settled
Other Business Activities

Dennis owns a racehorse and is a general partner/managing member of JIMD and LLC, which held a racehorse with a partner. He also serves as power of attorney for his spouse, dedicating a few hours per week to this role.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2001 - Present · 25 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1982 - Present · 44 yrs
State Registrations25 states
AZCACOCTDCDEFLGAIDINMAMDMEMIMNNCNENHNJNYPARITNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.