Mark Soldati
Mark Soldati is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Westfield, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
530 South Ave W, Westfield, NJ, 07090
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Regulatory History (1)
Customer Dispute
March 2003Other Business Activities
Mark is a Director of Finance at Raritan Yacht Club, a non-profit charitable organization, since 2009. He dedicates minimal time per week to overseeing the budget.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Citicorp Investment ServicesBroker
Chase Investment Services CORP.Broker
Chemical Investment Services CORP.Broker
Guardian Investor Services CorporationBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.