Mark Soldati
Mark Soldati is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Westfield, NJ, with 33 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
530 South Ave W, Westfield, NJ, 07090
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2003Other Business Activities
Mark is a Director of Finance at Raritan Yacht Club, a non-profit charitable organization, since 2009. He dedicates minimal time per week to overseeing the budget.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Citicorp Investment ServicesBroker
Chase Investment Services CORP.Broker
Chemical Investment Services CORP.Broker
Guardian Investor Services CorporationBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- William MeagherMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brigita RumpetersMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John LarkinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joseph DimattinaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Dennis DobroskyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert GorelickMerrill Lynch, Pierce, Fenner & Smith Incorporated