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Ronald Schwartz
22 Years of Experience
Los Angeles, CA
1 Disclosure
Ronald Schwartz is a registered investment advisor at Frontline Capital, LLC., based in Los Angeles, CA, with 22 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 20 clients with $20M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
20 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$20.0M
Fee Structure
Minimum Investment:$500K
Investment management only (planning not offered)
Minimum Annual Fee:$2,500
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.65% |
Fees are negotiable relative to the size of the account.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Los Angeles, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 1994Settled
Other Business Activities
Ronald is an instructor at American Jewish University, teaching Advanced Economic Theory since 2011. This activity requires minimal time during trading hours.
Employment History
Current Registrations
Frontline Capital, LLC.
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2011 - January 2013 · 2 yrs
Wells Fargo Investments, LLC
May 2001 - January 2011 · 9 yrs 8 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.