Carol Cory
Carol Cory is a CFP-designated registered investment advisor at Planmember Securities Corporation, based in Los Angeles, CA, with 46 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
4520 Wilshire Blvd, Suite 201, Los Angeles, CA, 90010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carol is Secretary-Treasurer and co-owner of Surety Investment Services, where she dedicates nearly full-time hours to financial planning, securities, and insurance activities. She also holds a real estate license for personal use, spending minimal time on it.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Surety Investment Services
Previous Registrations
Aragon Financial Services, INC.Broker
Titan/value Equities Group, INC.Broker
Titan/value Equities Group, INC.Broker
Private Ledger Financial Services, IncorporatedBroker
Security First Financial, INC.Broker
State Registrations5 states
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