Michael Clark
Michael Clark is a registered investment advisor at MML Investors Services, LLC, based in Denver, CO, with 43 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
2000 S Colorado Blvd, Tower Ii, Suite 800, Denver, CO, 80222
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2018Customer Dispute
January 2017Customer Dispute
October 2002Other Business Activities
Michael has a business referral agreement since 2017, connecting business owners looking to sell with business brokers. He spends minimal time on this activity and has no involvement in the transactions.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
National Planning CorporationBroker
Nathan & Lewis Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.