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Robert Lucke

33 Years of Experience
Denver, CO
1 DisclosureBrokerSells Insurance

Robert Lucke is a registered investment advisor at MML Investors Services, LLC, based in Denver, CO, with 33 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2000 S Colorado Blvd, Tower Ii, Suite 800, Denver, CO, 80222

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Denied
Other Business ActivitiesSells Insurance

Robert is an independent insurance agent since 1994, selling dental, group disability income, disability, fixed annuities, life, accident and health, and long-term care insurance. The filing does not specify the amount of time Robert spends on this activity.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
January 1999 - January 2015 · 16 yrs
New England SecuritiesBroker
December 1992 - January 2015 · 22 yrs 1 mo
Pruco Securities CorporationBroker
December 1992 - March 1993 · 3 mos
State Registrations3 states
AZCOWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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