Harvey Bailey
Harvey Bailey is a registered investment advisor at LPL Financial LLC, based in Mint Hill, NC, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4520 Mint Hill Village Ste 106, Mint Hill, NC, 28227
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2002Regulatory
May 1992Other Business ActivitiesSells Insurance
Harvey is a financial representative consultant at HB Financial Resources, offering securities and investment advisory services, taking up nearly all of his time. He also works as an insurance agent selling fixed insurance products, life/health insurance, and long-term care insurance, dedicating a few hours per week, and is the elected chairman of the board for the International Association of Registered Financial Consultants.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bmf Investments, INC.
Next Financial Group, INC.Broker
Next Financial Group, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Capital Investment Group, INC.Broker
Nwnl Management CorporationBroker
W. S. Griffith & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.