Harold Lewis
Harold Lewis is a registered investment advisor at Cetera Investment Advisers LLC, based in Williamsburg, VA, with 42 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1317 Jamestown Rd. STE 105, Williamsburg, VA, 23185
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harold is the President/Owner of Harwood & Garrett, Inc. since 1994, selling and servicing fixed insurance and property & casualty products, taking about a quarter of his time. He also works full-time as an independent insurance agent and owns multiple rental properties, dedicating minimal time to these activities, and serves as Vice President of Williamsburg Office Park, spending a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Securities America, INC.Broker
Investors Security Company, INC.Broker
Comprehensive Financial Services, INC.Broker
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
John Hancock Distributors, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.