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Julianne Call

Tcp Asset Management, LLC
38 Years of Experience
Phoenix, AZ
Broker
View SEC Summary
View SEC Summary

Julianne Call is a registered investment advisor at Tcp Asset Management, LLC, based in Phoenix, AZ, with 38 years of industry experience. Julianne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 2,221 clients with $1.2B in assets under management.

Tcp Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
2,221 clients
Average Client Portfolio
$533K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00% for all assets. Fees are generally negotiable. Additional fees apply for specific third-party models or sub-advised portfolios (e.g., 0.15% to 0.40%).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11130 N. Tatum Blvd., Suite I-101, Phoenix, AZ, 85028

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Julianne works as a Compliance Specialist for TCP Asset Management and TCP Asset Management LLC, both registered investment advisors, since March 2024. These activities are investment-related.

Employment History
Current Registrations
Tcp Asset Management, LLC
March 2024 - Present · 2 yrs 7 mos
United Planners' Financial Services of America a Limited PartnerBroker
March 2024 - Present · 2 yrs 7 mos
Previous Registrations
United Planners' Financial Services of America a Limited Partner
May 2022 - December 2022 · 7 mos
Tcp Asset Management, LLC
March 2020 - February 2023 · 2 yrs 11 mos
United Planners' Financial Services of America a Limited Partner
November 2015 - February 2020 · 4 yrs 3 mos
United Planners' Financial Services of America a Limited PartnerBroker
October 2015 - December 2022 · 7 yrs 2 mos
Charles Schwab & CO., INC.
July 2015 - October 2015 · 3 mos
Charles Schwab & CO., INC.Broker
July 2015 - October 2015 · 3 mos
United Planners' Financial Services of America a Limited Partner
May 2012 - July 2015 · 3 yrs 2 mos
United Planners' Financial Services of America a Limited PartnerBroker
May 2012 - July 2015 · 3 yrs 2 mos
Wells Fargo Advisors, LLC
January 2011 - September 2011 · 8 mos
Wells Fargo Advisors, LLCBroker
January 2011 - September 2011 · 8 mos
Wells Fargo Investments, LLC
September 2009 - January 2011 · 1 yr 4 mos
Wells Fargo Investments, LLCBroker
May 2009 - January 2011 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
January 2005 - May 2009 · 4 yrs 4 mos
Wells Fargo Investments, LLCBroker
December 2000 - July 2003 · 2 yrs 7 mos
Wells Fargo Brokerage Services, L.L.C.Broker
May 1999 - December 2000 · 1 yr 7 mos
Wells Fargo Securities INC.Broker
January 1998 - May 2001 · 3 yrs 4 mos
Lehman Brothers INC.Broker
June 1988 - October 1997 · 9 yrs 4 mos
Lomas Securities USA, INC.Broker
April 1988 - May 1988 · 1 mo
Boettcher & Company, INC.Broker
September 1987 - March 1988 · 6 mos
Lovett Mitchell Webb & Garrison, INC.Broker
February 1984 - September 1987 · 3 yrs 7 mos
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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