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Stephen Ruvituso

Sykon Capital LLC
43 Years of Experience
Jupiter, FL
4 Disclosures
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Stephen Ruvituso is a registered investment advisor at Sykon Capital LLC, based in Jupiter, FL, with 43 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 664 clients with $350M in assets under management.

Sykon Capital LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
664 clients
Average Client Portfolio
$527K average
Assets Under Management
$350.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.60%

Maximum annual fee is 1.60%. Fees are negotiable and may be waived or varied on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Jupiter, FL

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2005
Closed-No Action
Customer Dispute
January 2003
Denied
Customer Dispute
February 2000
Settled
Customer Dispute
December 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Sykon Capital LLC
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2013 - June 2023 · 9 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2013 - June 2023 · 9 yrs 9 mos
UBS Financial Services INC.
January 2008 - October 2013 · 5 yrs 9 mos
UBS Financial Services INC.Broker
January 2008 - October 2013 · 5 yrs 9 mos
Citigroup Global Markets INC.
November 2003 - January 2008 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
October 2002 - January 2008 · 5 yrs 3 mos
Morgan Stanley Dw INC.Broker
October 1997 - October 2002 · 5 yrs
Oppenheimer & CO., INC.Broker
May 1993 - October 1997 · 4 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1988 - May 1993 · 4 yrs 5 mos
Tucker, Anthony & R. L. Day, INC.Broker
December 1985 - December 1988 · 3 yrs
Gabriele, Hueglin & Cashman INC.Broker
September 1982 - December 1985 · 3 yrs 3 mos
State Registrations8 states
CACTFLNJNYPASCTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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