JL
JL

John Lynch

43 Years of Experience
Brookhaven, MS
4 DisclosuresBroker

John Lynch is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Brookhaven, MS, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

208 South Whitworth Ave, Brookhaven, MS, 39601

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2004
Final
Customer Dispute
September 2003
Settled
Customer Dispute
August 2002
Settled
Regulatory
January 1999
Final
Other Business Activities

John is involved in numerous real estate and business ventures, including rental properties and ownership in various LLCs. He spends a significant amount of time (over half-time) on his support company for RJFS.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 1999 - Present · 27 yrs 4 mos
Previous Registrations
Raymond James Financial Services
March 2003 - January 2009 · 5 yrs 10 mos
Robert Thomas Securities, INCBroker
July 1994 - January 1999 · 4 yrs 6 mos
Painewebber IncorporatedBroker
July 1986 - July 1994 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1982 - August 1986 · 4 yrs 1 mo
State Registrations12 states
ALCAFLINLAMDMSNCNYTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.