WM
WM

William Morris

24 Years of Experience
Leawood, KS
Broker

William Morris is a registered investment advisor at Morgan Stanley, based in Leawood, KS, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

11161 Overbrook Road, Suite 225, Leawood, KS, 66211

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

William owns two rental properties in Shawnee, KS. He spends minimal time managing these properties.

Employment History
Current Registrations
Morgan Stanley
April 2010 - Present · 16 yrs 1 mo
Morgan StanleyBroker
April 2010 - Present · 16 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
September 2005 - April 2010 · 4 yrs 7 mos
UBS Financial Services INC.Broker
September 2005 - April 2010 · 4 yrs 7 mos
Morgan Stanley
August 2001 - August 2005 · 4 yrs
Morgan Stanley Dw INC.Broker
June 2001 - August 2005 · 4 yrs 2 mos
State Registrations41 states
ARAZCACOCTDEFLGAHIIAIDILKSLAMAMDMIMNMOMSMTNCNENHNJNMNYOHOKORPASCSDTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.