James Leslie
James Leslie is a registered investment advisor at RBC Capital Markets, LLC, based in Pittsburgh, PA, with 43 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
One Ppg Place, Suite 2900, Pittsburgh, PA, 15222-5455
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2003Customer Dispute
August 1999Customer Dispute
December 1998Other Business Activities
James owns rental properties through JDNC LP since 2014. He is also an officer for the Pittsburgh North Optimist Club and a board member for SENCA Valley EMS, both roles requiring minimal time commitment.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.