Brian Griffin
Brian Griffin is a registered investment advisor at RBC Capital Markets, LLC, based in Pittsburgh, PA, with 37 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
One Ppg Place, Suite 2900, Pittsburgh, PA, 15222-5455
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2003Other Business Activities
Brian owns rental property since 2013, but spends no time on it. The activity is not investment-related.
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
Ferris, Baker Watts, LLC
Ferris, Baker Watts, LLCBroker
PNC InvestmentsBroker
PNC Investments
Hilliard Lyons Asset Management
J.J.B. Hilliard, W.L. Lyons, INC.Broker
PNC Brokerage CORPBroker
Calvert Securities CorporationBroker
Copeland Equities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.