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Dennis Clark is a registered investment advisor, based in Littleton, CO, with 42 years of industry experience.
Location
13984 W Bowles Ave., #200, Littleton, CO, 80127
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Regulatory History (3)
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Judgment / Lien
November 2016Customer Dispute
October 1989Settled
Criminal
May 1972Final Disposition
Other Business ActivitiesSells Insurance
Dennis is an advisory representative of an RIA since 2011, dedicating nearly full-time hours to this role. Additionally, Dennis has been an independent insurance agent for various companies since 2002, spending minimal time on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
August 2011 - Present · 14 yrs 9 mos
Cambridge Investment Research Advisors, INC.
August 2011 - Present · 14 yrs 9 mos
Previous Registrations
First Allied Securities, INC.
May 2008 - August 2011 · 3 yrs 3 mos
First Allied Securities, INC.Broker
May 2008 - August 2011 · 3 yrs 3 mos
Multi-Financial Securities CorporationBroker
September 2002 - May 2008 · 5 yrs 8 mos
Multi-Financial Securities Corporation
September 2002 - May 2008 · 5 yrs 8 mos
Northstar Investment Advisors LLC
August 2002 - September 2002 · 1 mo
UBS Painewebber INC.Broker
June 1990 - March 2001 · 10 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1982 - May 1990 · 7 yrs 10 mos
State Registrations8 states
CACOMANJNYPATXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.