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ChFC
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ChFC

Gordon Smith

Park Avenue Securities LLC
41 Years of Experience
Hunt Valley, MD
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gordon Smith is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Hunt Valley, MD, with 41 years of industry experience. Gordon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11350 McCormick Road, Executive Plaza III, Suite 202, Hunt Valley, MD, 21031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gordon has been involved in insurance sales since 1989. This activity is investment-related and takes a few hours per week.

Employment History
Current Registrations
Park Avenue Securities LLC
January 2001 - Present · 25 yrs 9 mos
Park Avenue Securities LLCBroker
May 1999 - Present · 27 yrs 5 mos
Park Avenue Securities LLC
May 1999 - Present · 27 yrs 5 mos
Previous Registrations
Guardian Investor Services CorporationBroker
March 1989 - May 1999 · 10 yrs 2 mos
Pruco Securities CorporationBroker
July 1985 - February 1989 · 3 yrs 7 mos
First Investors CorporationBroker
August 1982 - September 1982 · 1 mo
State Registrations13 states
CADEFLGAMDMENVOKPATXVAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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