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CFP
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CFP

Stephen Norris

Park Avenue Securities LLC
15 Years of Experience
Hunt Valley, MD
Broker
View SEC Summary
View SEC Summary

Stephen Norris is a CFP-designated registered investment advisor at Park Avenue Securities LLC, based in Hunt Valley, MD, with 15 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11350 McCormick Road, Executive Plaza III, Suite 202, Hunt Valley, MD, 21031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen serves on the Board of Directors for the Towson Chamber of Commerce since August 2022, dedicating minimal time. This activity is not investment-related and he receives no compensation.

Employment History
Current Registrations
Park Avenue Securities LLC
February 2012 - Present · 14 yrs 8 mos
Park Avenue Securities LLC
August 2011 - Present · 15 yrs 2 mos
Park Avenue Securities LLCBroker
August 2011 - Present · 15 yrs 2 mos
State Registrations33 states
AZCACOCTDCDEFLGAILINKSMAMDMEMOMSMTNCNENHNJNYOHORPARISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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