DM
DM

Daniel Mcallister

42 Years of Experience
Melville, NY
Broker

Daniel Mcallister is a registered investment advisor at UBS Financial Services INC., based in Melville, NY, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

58 South Service Road, Suite 310, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is the owner of Breton Partners since 2017 and Grey Neck LLC since 2021, dedicating minimal time to each. Grey Neck LLC is investment related.

Employment History
Current Registrations
UBS Financial Services INC.Broker
January 2024 - Present · 2 yrs 8 mos
UBS Financial Services INC.
January 2024 - Present · 2 yrs 8 mos
UBS Financial Services INC.
January 2024 - Present · 2 yrs 8 mos
Previous Registrations
Raymond James & Associates, INC.
June 2021 - January 2024 · 2 yrs 7 mos
Raymond James & Associates, INC.Broker
July 2017 - January 2024 · 6 yrs 6 mos
Raymond James Financial Services Advisors, INC
March 2014 - July 2017 · 3 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2012 - July 2017 · 5 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
November 2007 - June 2009 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
July 1993 - November 2007 · 14 yrs 4 mos
Lehman Brothers INC.Broker
August 1992 - July 1993 · 11 mos
Kidder, Peabody & CO. IncorporatedBroker
February 1990 - September 1992 · 2 yrs 7 mos
Shearson Lehman Hutton INC.Broker
October 1985 - March 1990 · 4 yrs 5 mos
Dominick & Dominick, IncorporatedBroker
June 1984 - October 1985 · 1 yr 4 mos
Pruco Securities CorporationBroker
August 1983 - May 1984 · 9 mos
State Registrations35 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.