VF
CFP
VF
CFP

Victor Fiano

42 Years of Experience
Uniontown, PA
Broker

Victor Fiano is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Uniontown, PA, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

Uniontown, PA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Victor has ownership stakes in HH Rentals LLC and rental property in Oakland, MD, and Highlands Wealth Management LLC and Victor M. Fiano Jr. LLC. He dedicates minimal time to HH Rentals LLC and rental property, full-time hours to Highlands Wealth Management LLC, and minimal time to Victor M. Fiano Jr. LLC.

Employment History
Current Registrations
Wells Fargo Advisors
July 2024 - Present · 1 yr 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
April 2015 - July 2024 · 9 yrs 3 mos
Wells Fargo Advisors
April 2015 - July 2024 · 9 yrs 3 mos
Morgan Stanley
June 2009 - April 2015 · 5 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2015 · 5 yrs 10 mos
Morgan Stanley & CO. Incorporated
September 2008 - June 2009 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
December 2007 - June 2009 · 1 yr 6 mos
Raymond James Financial Services
January 1999 - December 2007 · 8 yrs 11 mos
Raymond James Financial Services, INC.Broker
March 1990 - December 2007 · 17 yrs 9 mos
Sentra Securities CorporationBroker
November 1988 - March 1990 · 1 yr 4 mos
Painewebber IncorporatedBroker
February 1988 - January 1989 · 11 mos
New England Securities CorporationBroker
August 1985 - April 1988 · 2 yrs 8 mos
Parker/hunter IncorporatedBroker
September 1984 - August 1985 · 11 mos
American Capital Financial Services, INC.Broker
February 1984 - September 1984 · 7 mos
Travelers Equities Sales, INC.Broker
October 1983 - February 1984 · 4 mos
State Registrations29 states
AKAZCACODCDEFLGAINKSKYMAMDMIMONCNJNMNYOHPARISCTNTXUTVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Victor Fiano - Financial Advisor | TrueAdvisor