John Mazzola is a registered investment advisor, based in Labadie, MO, with 43 years of industry experience.
Location
350 Sweet Briar Court, Labadie, MO, 63055
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an independent insurance agent selling various insurance products since 1973, and an investment advisor representative with Vicus Capital, Inc. since 2010, dedicating about 10-20% of their time. He also works for West County Financial Services as an insurance agent, registered representative, and investment advisor representative, taking about a quarter of their time, and serves on the board of two homeowners associations, spending minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Vicus Capital, INC.
Previous Registrations
West County Financial Services
Walnut Street Securities, INC.Broker
North American Management, INC.Broker
Transamerica Securities Sales CorporationBroker
Transamerica Financial Resources, INC.Broker
Pruco Securities CorporationBroker
State Registrations11 states
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