Brian Stokes
Brian Stokes is a registered investment advisor at Emerson Equity LLC, based in San Diego, CA, with 43 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
San Diego, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2009Other Business ActivitiesSells Insurance
Brian owns Stokes Insurance Services, placing insurance, equity-indexed, fixed annuities & fixed insurance for clients since 2022. He also owns San Diego Sword School, teaching sword fighting since 2010.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
LPL Financial Corporation
LPL Financial CorporationBroker
Kemper Securities Group, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.