John Hoffman
John Hoffman is a registered investment advisor at Emerson Equity LLC, based in San Diego, CA, with 38 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
San Diego, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2017Other Business ActivitiesSells Insurance
John sells fixed insurance and fixed annuities since 1978, advising clients and placing products to meet their needs. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Independent Financial Group, LLC
Financial Designs LTD.
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Sentra Securities CORP
Sentra Securities CorporationBroker
Western International Securities, INC.Broker
Owen-Joseph Securities, INC.Broker
Foresters Equity Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.