Joseph Gibbons
Joseph Gibbons is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Wayzata, MN, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
315 Lake St E, Wayzata, MN, 55391
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2024Judgment / Lien
December 2022Customer Dispute
November 2008Other Business Activities
Joseph owns a duplex rental property since 2010, acting as landlord, and is an owner and board member of the Mission Ridge Townhouse Association since 2006. He spends minimal time on the rental property (15 hours quarterly) and about 10-20% of his time (20 hours monthly) with the homeowners association.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Federated Investment Counseling
Federated Securities CORP.Broker
Federated Securities CORP.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.