Brent Rice
Brent Rice is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Wayzata, MN, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
315 Lake St E, Wayzata, MN, 55391
Get directionsHistory
Regulatory History (1)
Regulatory
July 2005Other Business Activities
Brent is an owner/employee of Little Blind Spot, a business similar to his wife's, and provides support and co-signs loans, dedicating a few hours per week. He also provides general admin and banking help to Grace Inspired Interiors DBA Sew Dynamics a few hours per week, and acts as Power of Attorney for MLPF& S CUST FBO J R DECD IRA FBO S R and S R, spending minimal time on these duties.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
John G. Kinnard and Company, IncorporatedBroker
Westonka Investments, INC.Broker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.