Gregory Ricks
Gregory Ricks is a registered investment advisor at Ae Wealth Management, LLC, based in Metaire, LA, with 13 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 111,059 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AE Wealth Management charges a fee based on a percentage of your portfolio for both model portfolio solutions and direct asset management services. This fee is calculated monthly based on the average daily balance of your account and is billed at the end of the month. The specific fee is negotiable and can vary depending on factors such as the type of client, complexity, and the amount invested. The maximum annual fee is 2.5%. The fee includes a portion for AEWM and potentially a portion for the manager of the selected model portfolio. If you are a client of a Third-Party Registered Investment Advisor, they will determine whether AEWM's services are provided on a wrap fee or non-wrap fee basis.
Location
2800 Veterans Memorial Blvd, Ste 170, Metaire, LA, 70002
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2017Customer Dispute
May 2016Other Business ActivitiesSells Insurance
Gregory is the CEO and insurance agent for Gregory Ricks and Associates, Inc., focusing on insurance sales and service, dedicating about half of his time. He is also the President/CEO of Down South Strategies, Inc. (marketing) and Winning Motorcars, LLC (used car sales), but spends no time on these activities.
Employment History
Current Registrations
Ae Wealth Management, LLC
Previous Registrations
J. W. Cole Advisors, INC.
Global Financial Private Capital, LLC
Gregory Ricks LLC DBA Gregory Ricks & Associates
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.