Charles Parks
Charles Parks is a registered investment advisor at Osaic Wealth, INC., based in St Petersburg, FL, with 42 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6160 Central Avenue, Suite 200, St Petersburg, FL, 33707
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2009Customer Dispute
November 2004Customer Dispute
March 2004Other Business ActivitiesSells Insurance
Charles is the President of 21st Century Financial Inc., his primary marketing entity, where he dedicates a few hours per week to insurance sales and service. He is also a Managing Member of Parks Development LLC, spending a few hours per week to acquire properties for renovation, resale, or rental management.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Cadaret, Grant & CO., INC.Broker
Aig Equity Sales CORP.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Pml Securities CompanyBroker
Jefferson-Pilot Investor Services, INC.Broker
Guardian Investor Services CorporationBroker
E.I. Sales, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.