William Cummings
William Cummings is a PFS-designated registered investment advisor at Osaic Wealth, INC., based in St Petersburg, FL, with 32 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3637 4th STREET N, Ste 210, St Petersburg, FL, 33704
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Regulatory History (1)
Customer Dispute
June 2020Other Business ActivitiesSells Insurance
William is an improv actor/comedian, president of Cummings Financial Organization (tax planning and author), and a wealth advisor for Concierge Financial Organization, where he also works as an insurance agent. He also serves on the investment committee for the Tampa Museum of Art and dedicates full-time hours to his wealth advisor role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.Broker
Signator Investors, INC.
Vanguard Marketing CorporationBroker
Transamerica Financial Advisors, INC.
World Group Securities, INC.Broker
Afsg Securities CorporationBroker
Landauer Securities, INC.Broker
Transamerica Financial Advisors, INCBroker
Mariner Financial Services, INC.Broker
Intersecurities, INC.Broker
Invest Financial CorporationBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.