Gregory Gaynier is a registered investment advisor at Cwm, LLC, based in Austin, TX, with 43 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CWM, LLC charges an annual fee based on a percentage of the value of your investments. This fee can be up to 2.50% annually. The exact fee is negotiable and depends on factors like the size of your account, the types of assets, and the complexity of your situation. Different investment advisor representatives may charge different fees for the same services. CWM retains a portion of the fee for administrative and support services. Fees are typically deducted from your account quarterly.
Location
3755 S. Capital of Texas Hwy, Ste. 100, Austin, TX, 78704
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is an insurance agent selling life, health, disability, annuities, and long-term care insurance, dedicating a few hours per week. He is also an Investment Advisor Representative for CWM, LLC and a Wealth Advisor for Collective Wealth Austin, LLC, and Vice President of Echelon Financial Group, spending about a quarter of his time on each. Gregory is also a principle at Retirement Plan Solutions LLC, spending minimal time there.
Employment History
Current Registrations
Cwm, LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
Spc
Sigma Financial CorporationBroker
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
NFP Retirement
Financial Telesis INCBroker
Financial Telesis, INC.
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Financial Telesis, INC.
Financial Telesis INCBroker
Stancorp Investment Advisers, INC.
Stancorp Equities, INC.Broker
Manulife Financial Securities LLCBroker
NationssecuritiesBroker
Dean Witter Reynolds INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.