Alan Davidson
Alan Davidson is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 44 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
211 N Loop 1604 E, Suite 165, San Antonio, TX, 78232
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1997Other Business Activities
Alan is associated with Upstream Investment Partners as a DBA for his LPL business since May 2023. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Sigma Financial CorporationBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.Broker
Nations Financial Group, INC.Broker
First Midamerica Investment CorporationBroker
Wachovia Securities, LLCBroker
Smith Barney INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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