CM
CFP
CM
CFP

Christopher Melton

44 Years of Experience
Encinitas, CA
1 DisclosureBroker

Christopher Melton is a CFP-designated registered investment advisor, based in Encinitas, CA, with 44 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold.

Location

169 Saxony Rd, Suite 210, Encinitas, CA, 92024

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1990
Award / Judgment
Other Business Activities

Christopher is the owner and sole member of Melton Wealth Management, LLC since 2018. He dedicates minimal time to this support company.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
July 2018 - Present · 8 yrs 3 mos
Raymond James Financial Services Advisors, INC
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2018 · 10 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2008 - July 2018 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
February 1991 - January 2008 · 16 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - February 1991 · 3 yrs
E. F. Hutton & Company INCBroker
October 1984 - February 1988 · 3 yrs 4 mos
First Jersey Securities, INC.Broker
September 1982 - October 1984 · 2 yrs 1 mo
State Registrations28 states
ALAZCACODCFLHIIDINMAMDMEMTNENJNMNVNYOHOKORPASCSDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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