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William Tienken

Stifel, Nicolaus & Company, Incorporated
44 Years of Experience
Chicago, IL
1 DisclosureBroker
View SEC Summary
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William Tienken is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Chicago, IL, with 44 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

70 West Madison Street, Suite 2500, Chicago, IL, 60602

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1984
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is a board member and treasurer for the Masonic Family Health Foundation Advocate Illinois Masonic Medical Center, dedicating minimal time. He is also a committeeman/advanceman for the Downers Grove Township Republican Organization, spending a few hours per week.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
March 2020 - Present · 6 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2005 - Present · 21 yrs 8 mos
Previous Registrations
Morgan Stanley Dw INC.Broker
December 2000 - March 2005 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
March 1989 - December 2000 · 11 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1982 - March 1989 · 6 yrs 7 mos
State Registrations29 states
ARCACOCTDCFLGAIAILINMAMDMEMIMNMOMSNCNENHNJNYORPARITXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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