Timothy Darragh
Timothy Darragh is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Chicago, IL, with 37 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
One North Wacker, Suite 3400, Chicago, IL, 60606
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2025Customer Dispute
April 2025Other Business Activities
Timothy owns rental property in Ocean City, NJ since September 2024. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Donaldson Lufkin & Jenrette Securities Corporation
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Chase Securities INC.Broker
Hambrecht & Quist LLCBroker
Alex. Brown & Sons IncorporatedBroker
Painewebber IncorporatedBroker
Investors Center, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.