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Timothy Darragh

Stifel, Nicolaus & Company, Incorporated
37 Years of Experience
Chicago, IL
2 DisclosuresBroker
View SEC Summary
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Timothy Darragh is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Chicago, IL, with 37 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One North Wacker, Suite 3400, Chicago, IL, 60606

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Settled
Customer Dispute
April 2025
Pending
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Timothy owns rental property in Ocean City, NJ since September 2024. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
February 2016 - Present · 10 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
January 2003 - March 2016 · 13 yrs 2 mos
Credit Suisse Securities (USA) LLCBroker
January 2003 - March 2016 · 13 yrs 2 mos
Donaldson Lufkin & Jenrette Securities Corporation
July 2002 - January 2003 · 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
March 2001 - January 2003 · 1 yr 10 mos
Chase Securities INC.Broker
February 2000 - March 2001 · 1 yr 1 mo
Hambrecht & Quist LLCBroker
September 1996 - February 2000 · 3 yrs 5 mos
Alex. Brown & Sons IncorporatedBroker
March 1992 - September 1996 · 4 yrs 6 mos
Painewebber IncorporatedBroker
February 1989 - March 1992 · 3 yrs 1 mo
Investors Center, INC.Broker
November 1988 - March 1989 · 4 mos
State Registrations23 states
ARCACOCTFLILINKSKYLAMIMNMOMTNCNJNYPASCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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