Jeffrey Goodrich is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Woodland Hills, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Woodland Hills, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jeffrey is involved in several outside business activities, including real estate rentals, acting in a fiduciary capacity for a trust, teaching at UCLA, and operating a DBA for his LPL business, which takes about a quarter of his time. He is also an author, dedicating minimal time to this pursuit.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
Leumi Investment Services INC.Broker
Leumi Investment Services INC.
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
City National Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
American Skandia Marketing, INC.Broker
Sunamerica Capital Services, INC.Broker
Sunamerica Securities, INC.Broker
Transamerica Financial Resources, INC.Broker
Financial Network Investment CorporationBroker
Marketing One Securities, INC.Broker
Griffin Financial ServicesBroker
Shearson Lehman Hutton INC.Broker
Gfc Securities CorporationBroker
M.L. Stern & CO. INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.