Neill Simmons
Neill Simmons is a registered investment advisor at LPL Financial LLC, based in Woodland Hills, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6303 Owensmouth Ave, 10th Fl, Ste 1023, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2001Customer Dispute
April 2000Other Business Activities
Neill owns multiple rental real estate properties, operating from home-based locations. He dedicates minimal time to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.