Frank Diego
Frank Diego is a registered investment advisor at Raymond James & Associates, INC., based in Daytona Beach, FL, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
444 Seabreeze Blvd, Suite 700, Daytona Beach, FL, 32118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Frank is a proprietor/owner involved in researching and printing ancestry books in Ormond Beach, FL. This activity takes approximately 60 hours per month and occurs outside of business hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
A. G. Edwards & Sons, INC.Broker
Fidelity Brokerage Services, INC.Broker
Security Pacific Investments, INC.Broker
G.C.N. CORP.Broker
The Parkins Investment Securities CorporationBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.