Keith Kleinman
Keith Kleinman is a registered investment advisor at Janney Montgomery Scott LLC, based in Moosic, PA, with 41 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
72 Glenmaura National Blvd, Suite 103, Moosic, PA, 18507
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 1993Customer Dispute
June 1992Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.Broker
Prudential Securities IncorporatedBroker
First Security Investments, INC.Broker
First Montauk Securities CORP.Broker
Legg Mason Wood Walker, IncorporatedBroker
Saf Investment Services, INC.Broker
Josephthal & CO., IncorporatedBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
Prudential-Bache Securities INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.