Joseph Pantozzi
Joseph Pantozzi is a ChFC-designated registered investment advisor at Ameritas Advisory Services, LLC, based in Halifaxx, PA, with 43 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 29,718 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3M+ | 1.00% |
Fees vary by specific program selected. Some programs include an additional program fee ranging from 0.05% to 0.35% on top of the investment professional fee.
Fee Estimator
Location
364 Small Valley Rd, Halifaxx, PA, 17032
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2001Other Business ActivitiesSells Insurance
Joseph is a licensed independent insurance agent selling fixed insurance products through Alpha Omega Wealth since 2016, dedicating nearly full-time hours to this. He is also a shareholder in Aero Wealth LLC, selling fixed insurance products, and spends about 10-20% of his time on this activity.
Employment History
Current Registrations
Ameritas Advisory Services, LLC
Ameritas Investment Company, LLCBroker
Previous Registrations
Ameritas Advisory Services, LLC
The Ascent Group, LLC
Ameritas Advisory Services
Carillon Investments, INC
Carillon Investments, INC.Broker
MML Investors Services, INC.Broker
Connecticut Mutual Financial Services, INC.Broker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
Metropolitan Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.