MB
MB

Michael Brathwaite

42 Years of Experience
New York, NY
Broker

Michael Brathwaite is a registered investment advisor at Morgan Stanley, based in New York, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

55 East 52nd Street, 7th Floor, New York, NY, 10055

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Michael is a director for Business Network International. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2009 - December 2012 · 3 yrs 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
UBS Financial Services INC.
January 2004 - April 2007 · 3 yrs 3 mos
UBS Financial Services INC.Broker
April 1997 - April 2007 · 10 yrs
Gruntal & CO., L.L.C.Broker
October 1990 - April 1997 · 6 yrs 6 mos
Dean Witter Reynolds INC.Broker
July 1983 - October 1990 · 7 yrs 3 mos
First Investors CorporationBroker
October 1982 - January 1983 · 3 mos
State Registrations25 states
ALCACOCTDCDEFLGAILINMAMDMEMNMONCNJNVNYOHORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Brathwaite - Financial Advisor | TrueAdvisor