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AK
CFP · ChFC
AK
CFP · ChFC

Alan Kuzma

Royal Fund Management, LLC
34 Years of Experience
Lincoln, NE
2 DisclosuresSells Insurance
View SEC Summary
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Alan Kuzma is a CFP, ChFC-designated registered investment advisor at Royal Fund Management, LLC, based in Lincoln, NE, with 34 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,966 clients with $1.6B in assets under management.

Royal Fund Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
84 advisors
Number of Clients
4,966 clients
Average Client Portfolio
$314K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $1.0M1.50%
$1M+1.25%

Options strategy has a separate fee schedule ranging from 1.50% to 2.00%. Dividend enhancement overlay strategy adds 0.25%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1630 S 70th Street, Suite 204, Lincoln, NE, 68506

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2007
Final
Employment Separation After Allegations
November 2005
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alan owns Kuzma Financial Services, where he sells life and health insurance for individuals and group plans since 2002. This is a full-time, commission-based activity.

Employment History
Current Registrations
Royal Fund Management, LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Capital Markets Iq, LLC
January 2018 - July 2025 · 7 yrs 6 mos
Global Financial Private Capital, LLC
November 2012 - January 2018 · 5 yrs 2 mos
Mtl Equity Products, INC.Broker
July 2002 - November 2005 · 3 yrs 4 mos
Locust Street Securities, INC.Broker
April 1998 - July 2002 · 4 yrs 3 mos
W. S. Griffith & CO., INC.Broker
November 1993 - April 1998 · 4 yrs 5 mos
Phoenix Equity Planning CorporationBroker
July 1986 - November 1993 · 7 yrs 4 mos
Nml Equity Services, INC.Broker
August 1985 - June 1986 · 10 mos
State Registrations1 state
NE
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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