Alan Kuzma
Alan Kuzma is a CFP, ChFC-designated registered investment advisor at Royal Fund Management, LLC, based in Lincoln, NE, with 33 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,966 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Certain existing clients may be billed under a different fee schedule. An additional 0.25% is charged for the Dividend Enhancement Overlay Strategy. Accounts managed with option strategies have a different fee schedule: $100,000 - $250,000: 2.00%, $250,001 - $500,000: 1.75%, $500,001 and Above: 1.50%. Fees are negotiable.
Fee Estimator
Location
1630 S 70th Street, Suite 204, Lincoln, NE, 68506
Get directionsHistory
Regulatory History (2)
Regulatory
June 2007Employment Separation After Allegations
November 2005Other Business ActivitiesSells Insurance
Alan owns Kuzma Financial Services, where he sells life and health insurance for individuals and group plans since 2002. This is a full-time, commission-based activity.
Employment History
Current Registrations
Royal Fund Management, LLC
Previous Registrations
Capital Markets Iq, LLC
Global Financial Private Capital, LLC
Mtl Equity Products, INC.Broker
Locust Street Securities, INC.Broker
W. S. Griffith & CO., INC.Broker
Phoenix Equity Planning CorporationBroker
Nml Equity Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.