SD
CFP
SD
CFP

Steven Ditch

43 Years of Experience
Placentia, CA
BrokerSells Insurance

Steven Ditch is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Placentia, CA, with 43 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

711 Kimberly Ave Ste 275, Placentia, CA, 92870

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven is involved in tax preparation through Harrison Tax Service since 1975, dedicating a significant amount of time to it. He also sells fixed insurance products.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
February 2012 - March 2024 · 12 yrs 1 mo
Pacific West Financial Consultants INC
June 2004 - February 2012 · 7 yrs 8 mos
Pacific West Securities, INC.Broker
September 1982 - February 2012 · 29 yrs 5 mos
State Registrations10 states
AZCAFLMDORSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.