RF
CFP
RF
CFP

Randall Arthur Francis

7 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingBusiness OwnersHigh Net WorthRetirees
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
154 clients
Average Client Portfolio
$4.2M average
Assets Under Management
$654.3M

Fee Structure

Minimum Investment:$10M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $25.0M1.25%
$25.0M - $50.0M1.13%
$50.0M - $100.0M1.00%
$100M+1.00%

Fees are customized/negotiable for accounts above $100,000,000. Using the previous tier's fee percentage.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1861 California Avenue, Suite 101, Corona, CA, 92881

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Randall is a sole proprietor and insurance agent in Corona, CA since 2019. This activity requires minimal time.

Employment History
Current Registrations
Pacific Capital
August 2020 - Present · 5 yrs 6 mos
Previous Registrations
LPL Financial LLC
December 2018 - August 2020 · 1 yr 8 mos
LPL Financial LLCBroker
October 2018 - August 2020 · 1 yr 10 mos
State Registrations3 states
CATXUT
Advisor
Exams
No exam information available for this advisor.