Steven Riga
Steven Riga is a registered investment advisor at Wells Fargo Advisors, based in Birmingham, MI, with 43 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
255 E Brown St Ste 400, Birmingham, MI, 48009
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2017Customer Dispute
April 2010Customer Dispute
March 2009Customer Dispute
July 1991Other Business Activities
Steven is the sole owner/manager of Hidden Ridge of Springfield LLC, owns Brookdale Development LLC, and has 100% ownership of Long Meadow Development, LLC, all of which hold real estate assets. These activities are not investment-related.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wm. C. Roney & CO.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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